The new EU Anti-Money Laundering Regime: implications for life insurers and insurance intermediaries
Scope of Obliged Entities – The AML Regulation expands the definition of ‘obliged entities’. Financial institutions listed in Article 2(6) of the AML Regulation, which includes life insurers and ...
While the struggle against illicit gains has been a constant in finance, it's a battle that has changed over time, with evolving laws, rules and practices. I've had the opportunity to work closely ...
With the Trump administration willing to reconsider regulations adopted under its predecessor, an advisor industry group is calling for a second look at new anti-money-laundering requirements for RIAs ...
SINGAPORE and HONG KONG, Nov. 14, 2018 /PRNewswire/ -- LexisNexis Risk Solutions, the industry leading risk management partner, is seeing growing demand for its AML solution in Asia as global ...
Iyka Enterprises, a leading business intelligence provider, just introduced a paradigm-shifting analytics platform for anti-money-laundering applications. While nearly all AML platforms are restricted ...
Insurance companies will be required to frequently audit their high-risk customers in line with new guidelines issued by the regulator. The move aims at strengthening their internal anti-money ...
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Hong Kong regulator fines three brokers $55,770 over AML breaches
Compliance gaps revealed weak controls for identifying politically exposed clients. Hong Kong’s Insurance Authority (IA) reprimanded and fined three licensed insurance brokerages a total of $55,770 ...
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